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11.4 Cohen-Macaulay rings and Gorenstein rings

3 min readaugust 7, 2024

Cohen-Macaulay and Gorenstein rings are special types of commutative rings with nice algebraic properties. They're important because they balance complexity and structure, making them useful in many areas of algebra and geometry.

These rings have specific and relationships, and their properties are often described using homological tools. Understanding them helps us tackle problems in algebraic geometry, commutative algebra, and even some areas of physics.

Cohen-Macaulay Rings

Definition and Properties

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  • is a commutative Noetherian local ring RR whose depth equals its Krull dimension, depth(R)=dim(R)depth(R) = dim(R)
  • is a Cohen-Macaulay ring with the additional property that its maximal ideal can be generated by a regular sequence (sequence of elements x1,,xnx_1, \ldots, x_n such that xix_i is a non-zero divisor in R/(x1,,xi1)R/(x_1, \ldots, x_{i-1}) for all ii)
  • Cohen-Macaulay rings have a ωR\omega_R, a finitely generated module with special homological properties (e.g., ExtRi(ωR,R)=0Ext^i_R(\omega_R, R) = 0 for idim(R)i \neq dim(R) and ExtRdim(R)(ωR,R)RExt^{dim(R)}_R(\omega_R, R) \cong R)

Type and Canonical Module

  • Type of a Cohen-Macaulay ring RR is the dimension of the socle of the ring R/mR/\mathfrak{m} as a vector space over the residue field k=R/mk = R/\mathfrak{m}, where m\mathfrak{m} is the maximal ideal
  • Canonical module ωR\omega_R plays a crucial role in the study of Cohen-Macaulay rings
    • For a , the canonical module is isomorphic to the ring itself, ωRR\omega_R \cong R
    • For a , the canonical module is isomorphic to the top exterior power of the cotangent space, ωRdim(R)m/m2\omega_R \cong \wedge^{dim(R)} \mathfrak{m}/\mathfrak{m}^2

Gorenstein Rings

Definition and Properties

  • Gorenstein ring is a Cohen-Macaulay ring of type 1, meaning the socle of R/mR/\mathfrak{m} is a one-dimensional vector space over the residue field k=R/mk = R/\mathfrak{m}
  • Gorenstein rings have a , a complex of modules that generalizes the notion of a canonical module
  • characterization states that a local ring RR is Gorenstein if and only if Hmi(R)=0H^i_{\mathfrak{m}}(R) = 0 for all idim(R)i \neq dim(R) and Hmdim(R)(R)ER(k)H^{dim(R)}_{\mathfrak{m}}(R) \cong E_R(k), the of the residue field kk

Dualizing Complex

  • is a complex of modules DD^\bullet over a local ring RR with special homological properties (e.g., the cohomology of DD^\bullet is finitely generated and the natural map RRHomR(D,D)R \to \mathbf{R}Hom_R(D^\bullet, D^\bullet) is a quasi-isomorphism)
  • For a Gorenstein ring, the dualizing complex is isomorphic to a shift of the ring itself, DR[dim(R)]D^\bullet \cong R[-dim(R)]
  • Existence of a dualizing complex is a key property that distinguishes Gorenstein rings from general Cohen-Macaulay rings

Properties and Characterizations

Serre's Conditions and Regular Local Rings

  • "" (Sn)(S_n) and (Rn)(R_n) are properties of a local ring RR related to the depth of prime ideals and the regularity of the ring
    • (Sn)(S_n): depth(Rp)min(n,dim(Rp))depth(R_{\mathfrak{p}}) \geq min(n, dim(R_{\mathfrak{p}})) for all prime ideals p\mathfrak{p} of RR
    • (Rn)(R_n): RpR_{\mathfrak{p}} is regular for all prime ideals p\mathfrak{p} with dim(Rp)ndim(R_{\mathfrak{p}}) \leq n
  • Regular local ring satisfies both (Sn)(S_n) and (Rn)(R_n) for all nn, making it a Cohen-Macaulay ring with additional regularity properties

Homological Characterizations

  • Canonical module and local cohomology provide homological characterizations of Cohen-Macaulay and Gorenstein rings
  • For a Cohen-Macaulay ring RR, the canonical module ωR\omega_R satisfies ExtRi(ωR,R)=0Ext^i_R(\omega_R, R) = 0 for idim(R)i \neq dim(R) and ExtRdim(R)(ωR,R)RExt^{dim(R)}_R(\omega_R, R) \cong R
  • Local cohomology characterization of Gorenstein rings states that RR is Gorenstein if and only if Hmi(R)=0H^i_{\mathfrak{m}}(R) = 0 for all idim(R)i \neq dim(R) and Hmdim(R)(R)ER(k)H^{dim(R)}_{\mathfrak{m}}(R) \cong E_R(k), the injective hull of the residue field kk
  • These characterizations highlight the deep connections between the homological properties of a ring and its Cohen-Macaulay or Gorenstein nature
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© 2024 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.

© 2024 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.
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