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14.2 Challenges to State Sovereignty and Autonomy

3 min readjuly 22, 2024

The federal government's influence on state policies creates ongoing tension in the American system. States face challenges from , preemption, and that can limit their autonomy and decision-making power.

To preserve their sovereignty, states employ various strategies. These include , , , and proposing . These efforts aim to protect state interests and maintain a balance of power within the federal system.

Federal Challenges to State Sovereignty and Autonomy

Federal mandates and state policy-making

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  • Federal mandates require states to implement specific policies or programs, often tied to federal funding (, Medicaid expansion under the Affordable Care Act)
    • States may find it difficult to refuse mandates due to potential loss of federal funds
    • Mandates can limit states' flexibility in designing and implementing policies tailored to their specific needs
  • Federal preemption occurs when federal law supersedes or overrides state law, limiting states' ability to enact policies that conflict with federal regulations (, rules)
    • Preemption can prevent states from addressing local issues or preferences that differ from federal priorities
    • States may argue that preemption infringes upon their sovereignty and right to self-governance

Fiscal constraints on state budgets

  • States are required to balance their budgets, limiting their ability to respond to economic downturns or unexpected expenses
    • Balanced budget requirements can force states to cut services or raise taxes during recessions, exacerbating economic challenges
    • Federal tax policy changes can affect state revenue streams, making it difficult for states to plan and budget effectively
  • are federal requirements that states must implement without adequate federal funding, straining state budgets and forcing states to reallocate resources (Americans with Disabilities Act, )
    • States may have to divert funds from other priorities to comply with unfunded mandates
    • Unfunded mandates can create financial burdens and limit states' ability to invest in their own initiatives

Judiciary's role in state sovereignty

  • Supreme Court decisions interpret the Constitution and federal laws, determining the balance of power between federal and state governments
    • (2012) upheld the Affordable Care Act's individual mandate but allowed states to opt out of Medicaid expansion
    • (2018) struck down a federal law prohibiting states from legalizing sports betting, affirming states' authority to regulate this activity
  • Lower court rulings can impact state policies and sovereignty, subject to appeals and Supreme Court review
    • Rulings on state immigration laws, gun control measures, and abortion restrictions can either uphold or strike down state actions
    • States may argue that court decisions infringe upon their right to self-governance and ability to respond to local needs

State strategies for preserving autonomy

  • Litigation: States can challenge federal laws, regulations, or actions in court to protect state interests and assert state sovereignty (lawsuits against the Affordable Care Act, Clean Power Plan, and immigration policies)
    • Successful litigation can block or modify federal policies that states view as overreaching or harmful
    • Litigation can be costly and time-consuming, and outcomes are not guaranteed
  • Intergovernmental cooperation: States can work together to influence federal policy and protect common interests through organizations like the National Governors Association and the
    • Collective action can amplify states' voices and increase their bargaining power with the federal government
    • Cooperation can help states share best practices and develop coordinated strategies for addressing federal challenges
  • State-level legislation: States can pass laws that assert their authority or resist federal policies (state marijuana legalization laws, "sanctuary" policies on immigration enforcement)
    • State legislation can create a patchwork of policies across the country, complicating federal enforcement efforts
    • Conflicting state and federal laws can lead to legal challenges and uncertainty for individuals and businesses
  • Constitutional amendments: States can propose and ratify amendments to the U.S. Constitution to limit federal power or protect state rights (Balanced Budget Amendment, Term Limits Amendment)
    • Amending the Constitution requires significant coordination and support among states, as well as approval from Congress or a national convention
    • Successful amendments can provide a durable check on federal authority and enshrine state powers in the nation's highest law
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© 2024 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.

© 2024 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.
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